LUCERO, Circuit Judge:
In Sosa v. Alvarez-Machain, 542 U.S. 692, 124 S.Ct. 2739, 159 L.Ed.2d 718 (2004), the Supreme Court held that the foreign country exception to the Federal Tort Claims Act ("FTCA") "bars all claims based on any injury suffered in a foreign country." Id. at 712, 124 S.Ct. 2739. The Court left unanswered, however, the issue
Applying that test to the facts of this case, we conclude that the foreign country exception bars plaintiffs' claims. S.H., the daughter of William and Chantal Holt, was born prematurely while the family was stationed at a United States Air Force ("USAF") base in Spain. As a consequence of her premature birth, S.H. sustained a permanent injury to the white matter of her brain; she was diagnosed as suffering from cerebral palsy after the family returned to the United States. The Holts filed suit against the United States, contending that officials at a USAF base in California negligently approved the family's request for command-sponsored travel to a base in Spain ill-equipped to deal with Mrs. Holt's medical needs. They further argue that S.H.'s injury — the cerebral palsy diagnosis — first occurred upon their return to the United States. At trial, the district court agreed that the injury occurred in South Carolina and awarded damages of $10,409,700. Although we are sympathetic to the plaintiffs' situation, we agree with the United States that the injury at issue was suffered in Spain. We exercise jurisdiction under 28 U.S.C. § 1291 and reverse.
Mr. Holt is a Master Sergeant in the USAF. He and his wife have four children. In 2004, when the family was stationed at Edwards Air Force Base in California, Mr. Holt was informed that he was being transferred to the USAF Air Base at Rota Naval Station in Spain. Shortly thereafter, a pregnancy test at the Edwards Air Force Base medical clinic confirmed that Mrs. Holt was pregnant with their third child.
After learning he was to be transferred overseas, Mr. Holt requested command-sponsored travel for his family. To obtain approval for this program, family members must be screened to ensure that the overseas base is capable of addressing their medical needs. Dr. Richard Stahlman, chief of the medical staff at Edwards Air Force Base, approved the Holt family's command-sponsored travel to Spain. The district court found that Dr. Stahlman knew Mrs. Holt was pregnant and had experienced two prior preterm deliveries and a miscarriage at the time he cleared her for overseas travel.
In March 2005, when Mrs. Holt was approximately twenty weeks pregnant, the family relocated to Spain. There, Mrs. Holt was treated by Dr. Dennis Szurkus, a specialist in obstetrics and gynecology at Naval Hospital Rota. During an ultrasound appointment on May 11, 2005, Dr. Szurkus determined that Mrs. Holt was exhibiting signs of preterm labor and had her transferred by ambulance to an off-base hospital — Puerto Real Hospital — where she underwent an emergency cesarean section. S.H. was born on May 12, at approximately 31 weeks gestation. She had difficulty eating and breathing and was kept in the neonatal intensive care unit for seventeen days.
In the months following S.H.'s birth, the Holts saw several doctors in Spain regarding her medical issues and expressed concern that S.H. was not developing like her two older siblings, both of whom were also born preterm. Doctors told the Holts that S.H. had strabismus, poor head control, low tone in her abdominal muscles, and significant motor and developmental delays.
At around nine months of age, S.H. was evaluated by a neurologist, Dr. Lisa Smith, who found that S.H. had abnormally brisk reflexes and a mild increase in dynamic tone in her lower extremities. Dr. Smith did not rule out cerebral palsy at that time but declined to render a diagnosis. Two other doctors in Spain did conclude that S.H. had cerebral palsy.
The family returned to the United States in mid-2006. Late that year, S.H. was diagnosed with tetraplegia of all four extremities. At the age of two, while living in South Carolina, S.H. was definitively diagnosed with cerebral palsy. It is undisputed that S.H.'s premature birth was the cause of her cerebral palsy.
In June 2006, while the Holts were still in Spain, they filed an administrative claim seeking damages from the government for S.H.'s "catastrophic neurological injuries, seizures, learning deficits, physical limitations," and "cerebral palsy." They alleged that these injuries resulted from the negligent approval of Mrs. Holt's command-sponsored travel overseas. The administrative claim was denied.
Having exhausted administrative remedies, the Holts filed the instant action in district court. The government unsuccessfully moved for summary judgment, contending that the FTCA's foreign country exception barred the Holts' medical malpractice claims. Following a bench trial, the court awarded the Holts $10,409,700 in damages. The government filed a motion to alter or amend the judgment under Fed. R. Civ. P. 59(e). The court granted the motion in part but ultimately declined to alter the damages award. The government timely appealed the amended judgment and all related interlocutory orders.
We review a district court's findings of fact following a bench trial for clear error. Kohler v. Presidio Int'l, Inc., 782 F.3d 1064, 1068 (9th Cir. 2015). However, "[w]hether the United States is immune from liability in a FTCA action is a question of federal law subject to de novo review." Montes v. United States, 37 F.3d 1347, 1351 (9th Cir. 1994) (italics omitted).
The FTCA generally waives the United States' sovereign immunity from suits in tort, "render[ing] the Government liable in tort as a private individual would be under like circumstances." Richards v. United States, 369 U.S. 1, 6, 82 S.Ct. 585, 7 L.Ed.2d 492 (1962); see also 28 U.S.C. § 2674. But that waiver is subject to certain exceptions. See generally 28 U.S.C. § 2680. Under the foreign country exception, the FTCA's waiver of immunity does not apply to "[a]ny claim arising in a foreign country." Id. § 2680(k).
In Sosa, the Supreme Court held that the foreign country exception "bars all claims based on any injury suffered in a foreign country, regardless of where the tortious act or omission occurred." 542 U.S. at 712, 124 S.Ct. 2739. The Court noted that the foreign country exception
The question at the center of this appeal is where S.H.'s injury was "suffered" for the purposes of the foreign country exception. Id. at 712, 124 S.Ct. 2739. The Sosa opinion offers various formulations of lex loci delicti, but provides little guidance on this specific issue. See, e.g., id. at 705, 124 S.Ct. 2739 (claim arises "where the last act necessary to establish liability occurred; i.e., the jurisdiction in which injury was received" (quoting John W. Ester, Borrowing Statutes of Limitation & Conflict of Laws, 15 U. Fla. L. Rev. 33, 47 (1962))); id. at 706, 124 S.Ct. 2739 ("the place where the harmful force takes effect upon the body" (quoting Restatement (First) of Conflict of Laws § 377, n.1 (1934) (emphasis omitted))). In the ordinary case, an injury will be experienced in the same place it is inflicted, thereby obviating the need for further analysis. See, e.g., id. at 698, 124 S.Ct. 2739 (seeking damages for false arrest in Mexico). However, the inquiry becomes more complicated when, as in this case, plaintiffs allege injuries manifesting after the initial infliction of harm.
The district court concluded that state accrual law should determine where an injury is suffered. Relying on California law, it held that S.H.'s cerebral palsy occurred in the United States because it was not until the Holts arrived in South Carolina that doctors could identify S.H.'s symptoms as cerebral palsy. But as we have previously noted, "[q]uestions of interpretation under the [FTCA's] exclusion provisions are controlled by federal law." Ramirez v. United States, 567 F.2d 854, 856 (9th Cir. 1977); accord United States v. Neustadt, 366 U.S. 696, 706, 81 S.Ct. 1294, 6 L.Ed.2d 614 (1961) ("[W]hether [a] claim is outside the intended scope of the Federal Tort Claims Act ... depends solely upon what Congress meant by the language it used...."). The district court acknowledged this principle as a general matter but concluded that because California law governed the United States' liability under 28 U.S.C. § 1346(b)(1), it also determined where the Holts' claims arose. However, § 2680(k) states that § 1346(b)
The district court also failed to recognize that the question of when a claim accrues for statute of limitations purposes is analytically distinct from the question of where a claim arises under the foreign country exception. See Manemann v. United States, 381 F.2d 704, 705 (10th Cir. 1967) ("[I]n the case at bar we are not concerned with either the time or place of an accrued cause of action for the purpose of applying a statute of limitations or a principle of conflict of law. We are concerned only as to whether appellant's claim arose in a foreign country within the contemplation of section 2680(k)...."); In re Joint E. & S. Dist. Asbestos Litig., 721 F.Supp. 433, 435 (E.D.N.Y. & S.D.N.Y. 1988) (stating that the "last event" required to establish liability "is not necessarily plaintiff's discovery of his illness; so to hold would be to confuse the beginning of plaintiff's cause of action with the beginning of its end, i.e., with the starting of the statute of limitations" (internal quotation marks omitted)). There may be some overlap in the standards applied to these questions. See United States v. Kubrick, 444 U.S. 111, 120, 100 S.Ct. 352, 62 L.Ed.2d 259 (1979) (recognizing that "the general rule under the [FTCA] has been that a tort claim accrues at the time of the plaintiff's injury"). But the statute of limitations inquiry is concerned with a plaintiff's knowledge, see id. at 118-24, 100 S.Ct. 352, to ensure that a limitations period does not lapse before a reasonably diligent plaintiff is aware of her injury, see In re Joint E. & S. Dist. Asbestos Litig., 721 F.Supp. at 435 (equating "plaintiff's discovery of his illness" with the "starting of the statute of limitations"). In deciding where a claim arises under the foreign country exception, however, we are not concerned with the possibility of a blameless plaintiff losing a claim through delay. Thus, we ask only where "the last act necessary to establish liability occurred," Sosa, 542 U.S. at 705, 124 S.Ct. 2739 (internal quotation marks omitted), without taking into account what the plaintiff knew or did not know.
To determine where the Holts' claims arose for the purposes of the foreign country exception, we must therefore look to governing choice-of-law principles at the time Congress enacted the FTCA. And, as the Supreme Court held in Sosa, we must apply lex loci delicti. Id. The Restatement (First) of Conflict of Laws, upon which the Supreme Court relied in Sosa, provides that "[t]he place of wrong is ... where the last event necessary to make an actor liable for an alleged tort takes place." § 377. The Restatement illustrates application of this rule when an individual "sustains bodily harm" as follows:
Id. § 377, n.1. Thus, an injury "occurs" where it is first suffered, even if a negligent act later results in further or more
It is undisputed that S.H.'s cerebral palsy resulted from the brain injury she sustained in Spain as a consequence of her premature birth. The district court held that the Holts' claims arose in the United States because that is where S.H.'s cerebral palsy definitively manifested itself. In reaching that determination, the court distinguished between S.H.'s brain injury and her cerebral palsy diagnosis, reasoning that because plaintiffs were suing to recover for the latter harm, and cerebral palsy is not a disease but rather a collection of symptoms, plaintiffs' claims could not have arisen prior to those symptoms being present and diagnosable. But S.H.'s premature birth caused appreciable injury while the Holts were in Spain, even if cerebral palsy was not definitively diagnosed in that country. Under lex loci delicti, as it was interpreted at the time of the FTCA's passage, the fact that a plaintiff suffers some "other loss" in a different jurisdiction is "immaterial." Restatement (First) Conflict of Laws § 377, n.1. "The question is only where did the force impinge upon [her] body." Id. The undisputed facts of this case indicate that the force — the brain injury S.H. suffered at or near the time of her birth — impinged upon her body in Spain; thus, that is where the Holts' claims arose. See Sosa, 542 U.S. at 705-06, 124 S.Ct. 2739.
Our conclusion is consistent with the application of the foreign country exception by other federal courts. In Thompson v. Peace Corps, 159 F.Supp.3d 56 (D.D.C. 2016), the court held that the foreign country exception barred the plaintiff's FTCA claims, which were based on injuries she sustained as a result of taking an anti-malarial drug in Burkina Faso. Id. at 61. The court reasoned that although the plaintiff "complain[ed] of continuing side effects after her return home," as well as "a permanent brain injury," the court lacked jurisdiction because the "claims based on those injuries arose out of the administration of mefloquine in Burkina Faso." Id. at 58, 61. Similarly, the District of Columbia Circuit has twice held that a district court lacked jurisdiction over a plaintiff's claims for emotional or economic injuries occurring in the United States because those injuries were derivative of harm suffered abroad by the plaintiffs' spouses. See Gross v. United States, 771 F.3d 10, 13 (D.C. Cir. 2014) (holding that foreign country exception applied because
Like the injuries alleged in these cases, S.H.'s cerebral palsy is derivative of the harm she sustained at birth. As the Holts recognize, cerebral palsy is not itself a disease, but rather a group of non-progressive motor conditions. It is therefore a description of symptoms manifesting from S.H.'s brain injury, rather than a separate, compensable harm. Moreover, to hold that the Holts' claims did not arise until cerebral palsy could be definitively diagnosed would enable plaintiffs in similar circumstances to avoid application of the foreign country exception, either by pleading their injuries in a particular way or by relocating to the United States before obtaining a diagnosis. Cf. Sosa, 542 U.S. at 702-03, 124 S.Ct. 2739 (rejecting idea that "allegations of negligent medical care ... can ... be repackaged as headquarters claims based on ... the offering of bad advice" in the United States, even though harm is suffered overseas, because the practice would "swallow the foreign country exception whole" (citations omitted)); Harbury, 522 F.3d at 423 (prohibiting plaintiffs from "plead[ing] around" the foreign country exception by claiming domestic injuries "that are derivative of the foreign-country injuries at the root of the complaint"). Jurisdiction under the FTCA cannot turn on whether the Holts framed their suit as seeking damages for S.H.'s cerebral palsy or the brain injury she sustained at birth.
Because the Holts' claims against the United States arose in Spain, the FTCA's foreign country exception bars their suit. Accordingly, the district court's order is
GRABER, Circuit Judge, concurring in the result:
I concur in the result reached by the majority opinion. I write separately because, in my view, the timing and content of the administrative claim filed by Plaintiffs, while they were still in Spain, forecloses their claims under the Federal Tort Claims Act ("FTCA").
The FTCA requires that a plaintiff exhaust administrative remedies:
28 U.S.C. § 2675(a). The administrative claim need not be detailed; rather, "a skeletal claim form, containing only the
Although an administrative claim need not be detailed to satisfy § 2675(a), such a claim serves to exhaust only those basic theories encompassed in its scope. Of course, an FTCA plaintiff may seek a greater amount of damages than the sum certain contained in the administrative claim if "the increased amount is based upon newly discovered evidence not reasonably discoverable at the time of presenting the claim to the federal agency, or upon allegation and proof of intervening facts, relating to the amount of the claim." 28 U.S.C. § 2675(b). For instance, an FTCA plaintiff who files an administrative claim and later suffers additional harm flowing from the incidents described in that claim may be able to recover for the additional harm. Richardson v. United States, 841 F.2d 993, 998-99 (9th Cir.), amended, 860 F.2d 357 (9th Cir. 1988). But the plaintiff cannot come into court seeking redress on an entirely different claim.
The majority opinion correctly holds that Plaintiffs exhausted their FTCA claims. That is because those claims are encompassed by the administrative claim — that is, they relate to the same core set of facts. See Nagrampa v. MailCoups, Inc., 469 F.3d 1257, 1264 n.2 (9th Cir. 2006) (en banc) ("Under the federal system, the word `claim' denotes the allegations that give rise to an enforceable right to relief." (internal quotation marks and brackets omitted)); see also Khan v. United States, 808 F.3d 1169, 1172-73 (7th Cir. 2015) ("All that must be specified [under 28 U.S.C. § 2675(a)], therefore, is facts plus a demand for money; if those two things are specified, the claim encompasses any cause of action fairly implicit in the facts." (internal quotation marks omitted)). Although it is true that some facts — such as the definitive diagnosis of cerebral palsy — occurred after the filing of the administrative claim, it is undisputed that S.H.'s cerebral palsy resulted from the brain injury that she suffered at birth, and that her brain injury was the focus of Plaintiffs' administrative claim.
S.H. was born in Spain, where the family continued to reside for more than an additional year before returning to the United States. While still in Spain, Plaintiffs filed an administrative claim seeking damages for, among other things, "catastrophic neurological injuries, seizures, learning deficits, [and] physical limitations" already suffered by S.H. as a result of her premature and difficult birth. The claim form also asserted, among other things, that "negligence on the part of medical healthcare providers, penultimately in Rota, Spain at US Naval Hospital, resulted in negligent failure to promptly recognize and treat [the mother's] abruptio placenta, causing catastrophic injuries," and that care "at USNH Rota Spain failed to conform to the standard of medical and surgical care in the community." It is clear that, in bringing suit under the FTCA, Plaintiffs pressed the same "claim" that they had presented to the government.
What this means is that Plaintiffs' claims necessarily "arose" in Spain, because a claim cannot be "presented" to the appropriate agency under 28 U.S.C. § 2675(a) until after it has arisen. In other words, by filing an administrative claim while still in Spain, containing allegations of a premature birth that caused brain injuries to
This would be a tragic case in any event, but the fact that it is the foreign-country exception that ultimately bars relief makes it especially tragic, as it was the alleged negligence of the United States that led to Plaintiffs' being in a foreign country in the first place. But only Congress is in a position to provide relief to Plaintiffs and those in similar situations. We are bound by Sosa v. Alvarez-Machain, 542 U.S. 692, 124 S.Ct. 2739, 159 L.Ed.2d 718 (2004), and, therefore, are compelled to reverse the district court's judgment.